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Showing 101 to 110 of 423 search results for culture.

  1. Enhancing market integrity

    What we do Published: 19/04/2016 Last modified: 16/09/2019
    We aim to support and empower a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.
  2. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  3. FCA Final Notice 2014: Financial Limited [pdf]

    Final notices Published: 23/07/2014 Last modified: 13/03/2015
    This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.
  4. Risk management

    About us How we regulate Published: 21/04/2016 Last modified: 21/09/2017
    We consider risk to be the combination of impact (the potential harm that could be caused) and probability (the likelihood of the particular issue or event occurring).
  5. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ
  6. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    At the extremes they encourage a culture which means that if something is not forbidden it must be allowed; they can encourage gaming - how do I take myself out of the ... A much stronger, and more commercial, proposition is one where the culture and
  7. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Insights from the Cyber Coordination Groups

    Research Published: 11/03/2020 Last modified: 29/04/2021
    Insights from the Cyber Coordination Groups
  9. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

    Speeches Published: 25/06/2015 Last modified: 25/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    them – and I mean the real culture and values not that expressed in the mission statement. ... Rather than an oath creating a culture, I believe it should be reflective of it.