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Showing 52 to 61 of 19212 search results for culture in financial.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Statement on wind-up of FSCB
The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis. -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
How to flex your organisation's power through culture and conduct
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum. -
FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The -
Final Notice 2017: Deutsche Bank [pdf]
This final notice refers to breaches of PRIN 3 and SYSC related to culture/governance and financial crime in the investment bank sector. We imposed a fine. -
FCA Enforcement Conference: Our part in changing culture
The day opened with an address from Martin Wheatley, Chief Executive and a keynote speech from Tracey McDermott, Director of Enforcement and Financial Crime, followed by panel discussions and breakout sessions ... our penalties framework. lessons learned -
2024 fines
Enforcement fines published in 2024. -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulated Broker
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.