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Showing 42 to 51 of 19298 search results for culture in financial.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. Final Notice 2017: Deutsche Bank [pdf]

    Final notices Published: 31/01/2017
    This final notice refers to breaches of PRIN 3 and SYSC related to culture/governance and financial crime in the investment bank sector. We imposed a fine.

  3. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  4. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  5. Reaping the rewards of investing in women

    Speeches Published: 16/04/2024 Last modified: 16/04/2024
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

  6. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Supervision

    About us How we regulate Published: 19/04/2016 Last modified: 15/07/2021
    Find out more about the FCA's approach to supervising firms.

  8. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  9. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  10. FCA Enforcement Conference: Our part in changing culture

    News stories Published: 05/12/2014 Last modified: 05/12/2014
    The day opened with an address from Martin Wheatley, Chief Executive and a keynote speech from Tracey McDermott, Director of Enforcement and Financial Crime, followed by panel discussions and breakout sessions ... our penalties framework. lessons learned

  11. The Financial Lives survey

    Financial Lives Published: 18/06/2018 Last modified: 10/04/2024
    Financial Lives is the FCA's flagship nationally representative survey of UK consumers. It provides information about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with
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