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Showing 31 to 40 of 4455 search results for conduct risk.

31. Overview of the FCA prudential approach

    Speeches Published: 21/05/2015 Last modified: 21/05/2015
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.

32. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

33. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation. ... The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part

34. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 03/06/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

35. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

36. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

37. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA

38. FSA - Retail Conduct Risk Outlook 2012 [pdf]

    Business plans Published: 12/03/2012 Last modified: 31/05/2013
    The Retail Conduct Risk Outlook (RCRO) presents our view of the 15 highest priority conduct risk areas that we believe require particularly careful firm and regulatory focus over the next 12-18 months.

39. Other AIFMD notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    There are several scenarios where AIFMD firms need to notify us about changes. Find out about each one and what you need to do.

40. Protecting consumers

    What we do Published: 18/04/2016 Last modified: 13/12/2023
    Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.