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Showing 61 to 70 of 242 search results for complaints data to help assess how well firms.

  1. About the FCA

    About us What we do Published: 20/04/2016 Last modified: 22/11/2021
    The FCA is the conduct regulator for around 51,000 financial services firms and financial markets in the UK. Find out more about what we do and how we do it.
  2. Operational Resilience

    Tasks for regulated firms Published: 17/05/2017 Last modified: 15/10/2021
    We set out the requirements of our policy and how to report an operational disruption.
  3. Market Watch 68

    Newsletters Published: 16/11/2021 Last modified: 19/11/2021
    In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.
  4. Defined benefit pension transfers

    Tasks for regulated firms Published: 17/06/2019 Last modified: 18/10/2021
    Supervising defined benefit (DB) transfers has been a key priority for us since the pension reforms, commonly known as the ‘pension freedoms’, were introduced in 2015
  5. Green FinTech Challenge

    Tasks for regulated firms Focus areas Published: 18/10/2018 Last modified: 15/11/2021
    The FinTech Challenge concept involves us taking a more active role in driving innovation in an area where we see clear benefit to UK consumers and markets.
  6. Understanding mortgage prisoners

    Data Published: 17/01/2020 Last modified: 29/11/2021
    Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. 
  7. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 14/10/2021
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 
  8. Climate Financial Risk Forum (CFRF)

    How we operate Last modified: 12/11/2021
    The CFRF builds capacity and shares best practice across financial regulators and industry, to advance our sector’s responses to the financial risks from climate change.
  9. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 08/11/2021
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.
  10. London Capital and Finance plc

    News stories Published: 15/08/2019 Last modified: 03/11/2021
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course