Search results
Showing 51 to 60 of 3273 search results for complaints data for 2016.
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Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
Financial Services Register
The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered. -
Adviser reporting requirements
The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant. -
Aggregate complaints data 2015 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress. -
Commentary on the aggregate complaints data 2015 H1 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress. -
Archived data
Find FCA data published before 2018. -
TR14/18 – Complaint handling
TR14/18 – Complaint handling. Thematic reviews First published:. 17/11/2014. Last updated: 10/11/2016. ... In relation to complaints, this means firms having effective and transparent complaint-handling arrangements which ensure that complaints are -
RegData help and FAQs
You can find help and/or FAQs on all the Gabriel data items below and via the links to the right. -
IRHP: background to the review
Information on why the review was conducted. -
Interest rate hedging products (IRHP)
We explain the background to the mis-selling and redress scheme.