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Showing 121 to 130 of 1407 search results for complaints data 2011.

121. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

122. Aggregate complaints data: 2019 H1

     Data Published: 17/10/2019 Last modified: 17/10/2019
     This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2019, between 1 January and 30 July 2019. This includes the latest trends and analysis by product group. 

123. Complaints handling review findings

     Multi-firm reviews Published: 15/08/2018 Last modified: 15/08/2018
     The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints.

124. CP16/6: Complaints against the Regulators

     Consultation papers Published: 11/02/2016 Last modified: 11/02/2016
     Under the Financial Services Act 2012 the regulators operate a Complaints Scheme to investigate complaints against them. ... The Complaints Commissioner is responsible for independently reviewing complaints against the regulators in accordance with this

125. Firm-level complaints data sortable table: 2023 H2

     Data Published: 28/04/2022 Last modified: 25/04/2024
     The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

126. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

127. Aggregate complaints data: 2021 H1

     Data Published: 28/10/2021 Last modified: 28/04/2022
     This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2021, between 1 January and 30 June 2021. This includes the latest trends and analysis by product group.

128. Statement on FCA data breach

     Statements Published: 25/02/2020 Last modified: 26/02/2020
     The FCA was recently made aware that, in a response to a Freedom of Information Act request published on our website in November 2019, certain underlying confidential information may have been accessible.

129. MedicalDeal

     Warnings Published: 04/07/2011 Last modified: 05/12/2013
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

130. FSA - PS13/7 Complaints against the regulators

     Policy statements Published: 25/03/2013 Last modified: 29/03/2013
     This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.