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Showing 61 to 70 of 275 search results for changes to ensure compliance with PSD2 requirements.
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Primary Market Bulletin 44
This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
Non-financial counterparties subject to EMIR: 2014 review
The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR). -
Cryptoassets: AML / CTF regime
We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Sustainability
There is no one better to effect change in your own organisations than yourselves. ... Compliance plays a key role but as a facilitator and a guide – not as the answer. -
Using Connect to submit EMIR notifications and applications
All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process. -
Analysing the impact of EMIR variation margin requirements
This page summarises our research into derivatives trading data to assess the impact on firms. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.