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Showing 31 to 40 of 276 search results for changes to ensure compliance with PSD2 requirements.
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CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
Client asset reports
All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it. -
PS13/11: Changes to the Listing Rules
We consider that only having to comply with one set of requirements in relation to most remuneration related disclosures should ensure a simpler and more effective regime for firms. ... December 2013 in compliance with both sets of requirements, if they -
Annual controllers reporting
Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this. -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
The regulatory challenge
Changes to legislation – both in the UK and internationally; changes to regulatory structure; and, importantly, a change in societal expectations and a reduced – perhaps even zero – tolerance for wrongdoing. ... And one of the ways the regulator -
Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and