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Showing 71 to 80 of 15759 search results for apply to register.

71. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.

72. Small payment institution (small PI)

    Last modified: 14/09/2018
    Financial Services Register to reflect that these businesses will no longer be registered. ... No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 October 2018 this will automatically mean that you are unable

73. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

74. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

75. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).

76. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

77. CMCs can now register for temporary permission to continue operating

    News stories Published: 02/01/2019 Last modified: 10/01/2019
    Claims management companies (CMCs) can now register for the temporary permission they’ll need to operate when the Financial Conduct Authority (FCA) takes over regulation from April 2019.

78. Professional standards: advisers

    Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 10/02/2023
    FCA provides professional standards that all advisers should meet

79. PS23/4: Improving equity secondary markets

    Policy statements Published: 03/05/2023 Last modified: 03/05/2023
    The FCA sets out the final policy on changes to technical standards and summarise feedback to CP22/12.

80. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.