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Showing 1 to 10 of 2373 search results for applications to register.

  1. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 24/05/2019
    When the UK leaves the EU, the FCA will become the UK regulator of trade repositories (TRs) and any TR wishing to offer its services in the UK will need to be registered with, or recognised by the FCA.
  2. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 06/08/2019
    When you send your application form on Connect, the system will generate an automated response acknowledging receipt and submission.
  3. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 11/09/2019
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  4. Connect questions

    Registers and systems Published: 12/05/2016 Last modified: 23/03/2018
    Information on how to use Connect.
  5. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 04/12/2018
    Find our help text for Approved Persons
  6. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  7. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 11/02/2019
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.
  8. Apply to become an electronic money or a payment Institution

    New firm authorisation Published: 01/05/2015 Last modified: 14/09/2018
    Find out how to apply to be authorised or registered with us if your firm wants to provide payment services or if your firm wants to issue electronic money (e-money).
  9. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 06/08/2018
    What to expect after you submit to us your application for authorisation.
  10. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 03/09/2019
    How to become a small payment institution or a small EMI, including information we need from you and how to register business managers and agents.