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Showing 21 to 30 of 3738 search results for applications to register.

  1. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.

  2. Apply for a capital requirements permission

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/01/2021
    Find out why and how to apply for permissions under the UK Capital Requirements Regulation (CRR).

  3. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 29/07/2020
    Find out how to become a small payment institution or a small EMI.

  4. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.

  5. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 04/01/2021
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  6. Pre-application stages

    New firm authorisation Published: 16/10/2017 Last modified: 28/01/2021
    What to consider when preparing your asset manager application.

  7. Financial Services Register

    Statements Published: 01/02/2021 Last modified: 02/02/2021
    The Register is currently unavailable due to technical issues that are being investigated. We are working to restore the Register as quickly as possible.

  8. Approved Persons Regime

    Tasks for regulated firms Published: 12/05/2015 Last modified: 11/12/2020
    Firms need at least one FCA approved person to be registered for the appropriate controlled functions. Learn how to pass the FCA's 'fit and proper' test required by all approved persons.

  9. Securitisation

    Markets Markets policy Published: 31/07/2018 Last modified: 31/12/2020
    Securitisation is an important part of the UK’s capital markets. Find out more about the UK Securitisation Regulation and the general requirements for securitisations.

  10. Authorisation: what's involved

    New firm authorisation Published: 06/05/2015 Last modified: 30/01/2020
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.