Search results
Showing 121 to 130 of 15483 search results for applications to register.
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Third Party Verifier (TPV)
A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply. -
Brookbourne Trading Limited
Brookbourne Trading Limited has been compulsorily wound-up by the High Court on the application of the Financial Conduct Authority (FCA) on the grounds that it was conducting regulated activity without the necessary authorisation from the FCA. -
Limitations on debt permissions
If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business. -
Small payment institution (small PI)
They will need to provide us with additional information. Small PIs can apply to be re-registered from 13 October 2017 and must submit their application before 23:59 on the ... Financial Services Register to reflect that these businesses will no longer -
Information on enforcement investigations and authorisations applications concerning Crypto- December 2022
FCA provides information enforcement investigations. -
Hartley Pensions update
A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern. -
Vary or cancel a waiver
Follow these steps to vary or cancel a waiver that your firm has applied for. -
AIFMD small authorised registration form [doc]
Application for entry on register for small registered UK Alternative Investment Funds Managers (AIFM). -
Application for de-registration as an Annex I financial institution [doc]
Full name of business applying to de-register under Money Laundering Regulations 2007 -
Resources for your society
Forms and useful information for those managing a mutual society.