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Showing 121 to 130 of 15483 search results for applications to register.

  1. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
    A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.
  2. Brookbourne Trading Limited

    Statements Published: 16/12/2015 Last modified: 30/09/2016
    Brookbourne Trading Limited has been compulsorily wound-up by the High Court on the application of the Financial Conduct Authority (FCA) on the grounds that it was conducting regulated activity without the necessary authorisation from the FCA.
  3. Limitations on debt permissions

    Tasks for regulated firms Published: 20/03/2017 Last modified: 10/02/2023
    If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business.
  4. Small payment institution (small PI)

    Last modified: 14/09/2018
    They will need to provide us with additional information. Small PIs can apply to be re-registered from 13 October 2017 and must submit their application before 23:59 on the ... Financial Services Register to reflect that these businesses will no longer
  5. Information on enforcement investigations and authorisations applications concerning Crypto- December 2022

    FOI Release Date of Release: 01/12/2022
    FCA provides information enforcement investigations.
  6. Hartley Pensions update

    Statements Published: 24/11/2022 Last modified: 27/01/2023
    A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern.
  7. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Follow these steps to vary or cancel a waiver that your firm has applied for.
  8. AIFMD small authorised registration form [doc]

    Forms Published: 12/07/2013 Last modified: 20/07/2023
    Application for entry on register for small registered UK Alternative Investment Funds Managers (AIFM).
  9. Application for de-registration as an Annex I financial institution [doc]

    Forms Published: 01/04/2013 Last modified: 07/06/2022
    Full name of business applying to de-register under Money Laundering Regulations 2007
  10. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 10/05/2023
    Forms and useful information for those managing a mutual society.