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Showing 1 to 10 of 3738 search results for applications to register.

  1. Register a new legal status: Electronic money and payment institutions

    Tasks for regulated firms Published: 05/05/2015 Last modified: 19/02/2021
    How an electronic money or payment institution (PI) can change its legal status with us, including the forms it needs to complete.
  2. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 02/02/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  3. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  4. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    All EMIR notifications must be submitted using the FCA Connect system, except applications for intragroup exemptions from bilateral margining. These need to be submitted by email following the current process set out on our EMIR notifications
  5. Connect questions

    Registers and systems Published: 12/05/2016 Last modified: 05/11/2020
    Information on how to use Connect.
  6. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 15/01/2021
    Our authorisation process
  7. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 15/02/2021
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not
  8. Mutual societies: forms

    Tasks for regulated firms Published: 03/08/2015 Last modified: 27/10/2020
    Find all the FCA forms you need to submit applications under the mutuals legislation.
  9. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  10. UK EMIR news

    Markets policy Published: 25/05/2016 Last modified: 18/01/2021
    Read our archive of news relating to EMIR dating back to August 2013.