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Showing 1 to 10 of 409 search results for application of MiFID II.

1. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

   Press Releases Published: 31/03/2017 Last modified: 31/03/2017
   The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

2. MiFID II: applications for permissions needed now

   News stories Published: 19/06/2017 Last modified: 19/06/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

3. MiFID II: applications received after 3 July 2017

   News stories Published: 25/07/2017 Last modified: 25/07/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

4. MiFID II – Application and notification user guide [pdf]

   Documents Published: 13/01/2017
   This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

5. The basic advice regime under MiFID II & IDD

   Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
   The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

6. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

   Policy statements Published: 03/07/2017 Last modified: 03/07/2017
   Firms must continue with their preparations for the application of MiFID II on 3 January 2018. ... It is particularly important that if firms need to make applications for authorisation or variation of permission linked to the changes in MiFID II that

7. MiFID II: authorisation and variation of permissions

   News stories Published: 18/09/2017 Last modified: 30/08/2023
   The FCA publishes MiFID 2 guide.

8. MiFID II conference

   News stories Published: 19/09/2014 Last modified: 09/12/2016
   MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. ... The new measures in MiFID II will be implemented on 3 January 2017 and will affect trading venues, investment firms and investors.

9. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

   Policy statements Published: 31/03/2017 Last modified: 31/03/2017
   Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... As noted above, it is particularly important that if firms need to make applications for authorisation or variation of permission linked to the changes

10. Statement on MiFID II inducements and research

    Statements Published: 08/11/2019 Last modified: 08/11/2019
    FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions