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Showing 1 to 10 of 204 search results for amendments to the Senior Insurance Managers Regime.

1. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)

   Consultation papers Published: 11/11/2015 Last modified: 11/11/2015
   CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... PRA: Consequential amendments to the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR).

2. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]

   Consultation papers Published: 11/11/2015 Last modified: 11/11/2015

3. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

   Policy statements Published: 15/02/2016 Last modified: 26/05/2016
   This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers. ... In November 2015, the FCA and PRA consulted in a joint

4. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

5. Reviewing your resources

   Tasks for regulated firms Published: 03/08/2015 Last modified: 15/02/2023
   If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.

6. Firms

   Firms Last modified: 27/07/2022
   Tasks for regulated firms and authorisation information for new firms

7. Senior Managers and Certification Regime: one year on

   News stories Published: 07/03/2017 Last modified: 20/03/2024
   The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

8. Event costs

   Last modified: 08/04/2024
   Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

9. New accountability regime for banks and insurers comes into force

   Press Releases Published: 07/03/2016 Last modified: 19/04/2016
   The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today. ... As a subsidiary of the FCA, the Payment Systems Regulator (PSR), has also applied the Senior Managers Regime internally.

10. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.