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Showing 131 to 140 of 443 search results for also required to publish complaints data.

131. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

     Press Releases Published: 13/02/2013 Last modified: 23/11/2021
     The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

132. FCA publishes terms of reference for asset management market study

     Press Releases Published: 18/11/2015 Last modified: 18/11/2015
     FCA publishes terms of reference for asset management market study. Press Releases First published:. ... The FCA will also set out any areas where few or no problems have been found.

133. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

134. Pilot general insurance value measures data

     Data Published: 08/09/2020 Last modified: 31/10/2022
     Find out about the FCA's fourth publication of value measures data under our General insurance (GI) value measures pilot.

135. Independent investigation into London Capital & Finance

     Last modified: 23/02/2023
     Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.

136. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

137. The Financial Conduct Authority publishes its findings on transition management

     Press Releases Published: 10/02/2014 Last modified: 07/02/2022
     Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by

138. Information we can share

     Last modified: 05/01/2024
     A guide to what the FCA can and can’t share with the public about firms, people, and markets.

139. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

140. UK EMIR news

     Markets policy Published: 24/05/2016 Last modified: 18/12/2023
     Read our archive of news relating to EMIR dating back to August 2013.