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Showing 101 to 110 of 445 search results for also required to publish complaints data.

  1. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    FCA publishes Guidance Guarantee Policy Statement. Press Releases First published:. 27/11/2014. ... 1. for the bodies responsible for delivering the Government’s new Guidance Guarantee aimed at those with defined contribution (DC) pensions.The FCA has

  2. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

  3. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 02/04/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.

  4. Market Watch 78

    Newsletters Published: 09/04/2024 Last modified: 09/04/2024
    Newsletter on market conduct and transaction reporting issues, March 2024.

  5. FCA publishes outcome of high-cost credit review

    Press Releases Published: 31/05/2018 Last modified: 31/05/2018
    The Financial Conduct Authority (FCA) has announced new proposals designed to protect millions of people who use overdrafts and high-cost credit.

  6. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  7. PS17/10: Remuneration in CRD IV firms

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

  8. The FCA publishes data on complaints and redress for the first half of 2013

    Press Releases Published: 16/10/2013 Last modified: 16/10/2013
    The FCA publishes data on complaints and redress for the first half of 2013. ... Firms that receive at least 500 complaints in a six month period must also publish this data on their websites.

  9. PS15/17: Pension Wise – recommendation policy

    Policy statements Published: 03/07/2015 Last modified: 17/08/2021
    In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

  10. FCA and DWP publish call for evidence on transaction costs

    Press Releases Published: 02/03/2015 Last modified: 02/03/2015
    FCA and DWP publish call for evidence on transaction costs. Press Releases First published:. ... whether information about other factors that impact on investment return should also be provided;.
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