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Showing 61 to 70 of 159 search results for We published Primary Market Bulletin.

  1. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 25/03/2019
    Certain types of behaviour, such as insider dealing and market manipulation, can amount to market abuse. Firms must have safeguards in place to identify and reduce the risk of market abuse and other financial crime. 
  2. FSA - FG12/22: Summary of feedback received [pdf]

    Finalised guidance Published: 17/12/2012 Last modified: 19/04/2016
    In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and Disclosure and Transparency Rules (DTR).
  3. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 25/09/2019
    Find out how to request individual guidance.
  4. What we publish

    Last modified: 24/07/2019
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  5. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 14/02/2017
    The Financial Conduct Authority (FCA) has today published a Discussion Paper which seeks feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.
  6. FAMR Baseline tracking

    Research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer research to track any movement since we collected those baseline measures.
  7. Investment and corporate banking market study: MS15/1

    Market studies Published: 18/10/2016 Last modified: 27/06/2017
    In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the services provided by banks, and bundling and cross-subsidisation of services. 
  8. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.
  9. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.
  10. FS17/3 and PS17/22: Review of the effectiveness of primary markets

    Policy statements Published: 14/02/2017 Last modified: 26/10/2017
    In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. After considering the feedback received, we are now publishing a Feedback Statement and a Policy...