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Showing 61 to 70 of 160 search results for We published Primary Market Bulletin.

  1. FSA - FG12/22: Summary of feedback received [pdf]

    Finalised guidance Published: 17/12/2012 Last modified: 19/04/2016
    In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and Disclosure and Transparency Rules (DTR).
  2. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 24/01/2020
    Find out how to request individual guidance.
  3. What we publish

    Last modified: 07/04/2020
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  4. Exemptions from short-selling requirements

    Markets Short selling Published: 13/05/2016 Last modified: 31/01/2020
    Market makers and authorised primary dealers can use exemptions from certain requirements of the Short Selling Regulation (SSR).
  5. FAMR Baseline tracking

    Research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer research to track any movement since we collected those baseline measures.
  6. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 14/02/2017
    The Financial Conduct Authority (FCA) has today published a Discussion Paper which seeks feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.
  7. Investment and corporate banking market study: MS15/1

    Market studies Published: 18/10/2016 Last modified: 27/06/2017
    In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the services provided by banks, and bundling and cross-subsidisation of services. 
  8. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.
  9. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.
  10. Product sales data - 2019 H1

    Data Published: 24/10/2019 Last modified: 24/10/2019
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly.