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Showing 31 to 40 of 159 search results for We published Primary Market Bulletin.

  1. FG13/4 - Primary Market Bulletin No. 2 and Primary Market Bulletin No. 5

    Newsletters Published: 30/07/2013 Last modified: 03/09/2016
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 6.
  2. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    Date of consultation July 2013 and October 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to aspects...
  3. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 16/09/2019
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers. 
  4. Proxy Advisors

    Markets Published: 18/12/2019 Last modified: 16/01/2020
    We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.
  5. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 07/06/2019
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the data the FCA collects via the RMAR helps the FCA to supervise the activities of intermediary firms...
  6. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

    Firms Published: 26/02/2019 Last modified: 20/12/2019
    If the UK leaves the EU without a deal, UK firms doing business in the EEA will need to consider if and on what basis it may be possible to continue after Brexit. Firms should consider the legal position carefully, seeking advice where appropriate. As firms prepare for Brexit, it is important that senior managers ensure execution is managed...
  7. Disclosure Log

    Last modified: 07/11/2019
    FCA FOI Disclosure Log
  8. GC19/5: Primary Market Bulletin No. 25

    Guidance consultations Published: 27/11/2019 Last modified: 27/11/2019
    We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information.
  9. Sign up for Primary Market Bulletin

    Last modified: 23/07/2019
    Sign up for Primary Market Bulletin. An occasional newsletter for primary market participants. ... Your name. Your email address. Subscribe. By submitting this form you consent to us sending emails to you regarding Primary Market Bulletins.
  10. Contact Primary Markets

    Markets Published: 03/05/2016 Last modified: 16/09/2019
    How to contact our primary market specialists.