Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 279 search results for We published Primary Market Bulletin.

  1. Regulation round-up February 2017

    Newsletters Published: 16/02/2017 Last modified: 16/02/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Submit documents electronically

    Markets Published: 04/05/2016 Last modified: 18/02/2020
    Find out how to send documents to the FCA securely using the Electronic Submission System (ESS).
  3. The sponsor regime

    Markets Published: 04/05/2016 Last modified: 10/02/2020
    Sponsors are firms we approve to advise premium listed companies on their obligations under the listing regime and to provide important assurances to us regarding certain transactions.
  4. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... latter. Finally, we were also reminded of the need to be careful not to
  6. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    These include many of the players and structures which make up the primary and secondary markets in your securities, which includes the firms we at the FCA regulate. ... And it is your market, and those like it that formed the focal points for the Fair
  7. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.
  8. Regulation round-up September 2017

    Newsletters Published: 21/09/2017 Last modified: 19/10/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. Enforcement data – Annual Report 2019/20

    Data Published: 10/09/2020 Last modified: 10/09/2020
    This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.
  10. EuSEF and EuVECA managers

    Focus areas Published: 08/06/2016 Last modified: 02/04/2020
    Here we explain how you can register as a European Social Entrepreneurship Fund (EuSEF) manager or European Venture Capital fund (EuVECA) manager, or notify us about the persons who conduct your business.