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Showing 41 to 50 of 6070 search results for This Final Notice.
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FSA Final Notice 2011: DCR Strategies UK Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against DCR Strategies UK Limited -
FSA Final Notice 2011: AMG Business Solutions Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against AMG Business Solutions Limited -
FSA Final Notice 2011: Active Mortgage Solutions (UK) Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Active Mortgage Solutions (UK) Limited -
Final Notice 2013: Michael Coscia [pdf]
This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine. -
Final Notice 2022: TFS Loans Ltd (in administration) [pdf]
This Final Notice (TFS Loans Ltd in administration) refers to breaches of the Principle 6 and 3 and CONC related to the unfair treatment of customers acting as guarantors in the consumer credit sector. A financial penalty has been imposed and TFS -
Final Notice 2019: Cherry Pie Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Michelle Singlehurst Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a -
Final Notice 2018: Barbers Box Ltd [pdf]
This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: WGV Holdings Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Andrew Mark Thomas Page [pdf]
This Final Notice (Andrew Mark Thomas Page) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and