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Showing 1 to 10 of 36 search results for Sign up for Primary Market Bulletin.

  1. Sign up for Primary Market Bulletin

    Last modified: 23/07/2019
    Sign up for Primary Market Bulletin. An occasional newsletter for primary market participants. ... Your name. Your email address. Subscribe. By submitting this form you consent to us sending emails to you regarding Primary Market Bulletins.
  2. Primary markets

    UKLA Last modified: 16/09/2019
    Looking for UKLA? Since early 2017, we have been phasing out the term UK Listing Authority (UKLA) to refer to the FCA’s primary market functions. We found stakeholders were confused by it and sometimes believed it might refer to a separate body. Historic documents may still use the term UKLA.
  3. Regulation round-up February 2019

    Newsletters Published: 21/02/2019 Last modified: 21/02/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 25/09/2019
    Find out how to request individual guidance.
  5. Disclosure Log

    Last modified: 07/11/2019
    FCA FOI Disclosure Log
  6. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 25/03/2019
    Certain types of behaviour, such as insider dealing and market manipulation, can amount to market abuse. Firms must have safeguards in place to identify and reduce the risk of market abuse and other financial crime. 
  7. Events for mortgage firms 2019/20

    Last modified: 16/09/2019
    ‘Ask the regulator’ Q&A roundtable session, featuring FCA and industry representatives
  8. Regulation round-up November 2016

    Newsletters Published: 17/11/2016 Last modified: 17/11/2016
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. FG17/3: Primary Market Bulletin No. 17

    Newsletters Published: 30/03/2017 Last modified: 27/04/2017
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17.
  10. Regulation round-up April 2016

    Newsletters Published: 21/04/2016 Last modified: 21/04/2016
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. Read or download the full Regulation round-up: April 2016 Sign up to Regulation round-up monthly updates Introduction: Tracey McDermott, Acting Chief Executive We published our annual Business Plan 2016/17 on 5 April. It...