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Showing 1 to 10 of 717 search results for Senior Managers Regime will.

1. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

   Press Releases Published: 13/12/2017 Last modified: 13/12/2017
   The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

2. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

3. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

   Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
   CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. ... 10/12/2018. 10/12/2018. Consultation papers First published:. 13/12/2017. Last updated: 22/02/2018. The Senior Managers and

4. Senior Managers and Certification Regime: Finalising FCA rules

   Statements Published: 10/07/2019 Last modified: 10/07/2019
   We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR).

5. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

   Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
   CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime. ... deposit takers; the Senior Managers and Certification Regime is already in place for these firms.

6. Changes in mortgage regulation

   Speeches Published: 11/11/2015 Last modified: 11/11/2015
   Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

7. Senior Managers and Certification Regime: one year on

   News stories Published: 07/03/2017 Last modified: 20/03/2024
   The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

8. Credit unions

   Tasks for firms Published: 11/05/2015 Last modified: 03/11/2023
   Find out how to get authorised and about other requirements for credit unions.

9. Statistics provided on the Senior managers' Regime - January 2020

   FOI Release Date of Release: 03/01/2020
   FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.

10. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change