Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 74 search results for Senior Managers Regime to benchmark administrators.

  1. Regulation round-up February 2016

    Newsletters Published: 18/02/2016 Last modified: 18/02/2016
    The rules aim to restore trust in financial services firms. They include the Senior Managers Regime, the Certification Regime and Conduct Rules for deposit takers, and the Senior Insurance Managers Regime ... EU Benchmarks Regulation. PS: Fair,
  2. Regulation round-up January 2016

    Newsletters Published: 21/01/2016 Last modified: 16/02/2016
    Mortgage Credit Directive (MCD). Statement: EBA guidelines on remuneration policies. Senior Managers Regime: Grandfathering notification. ... CP: Technical changes to the Senior Managers Regime. The Single Euro Payments Area (SEPA) compliance.
  3. Accountability, from debate to reality

    Speeches Published: 14/07/2015 Last modified: 19/04/2016
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. LIBOR transition: getting my firm ready

    Firms Tasks for regulated firms Focus areas Markets Markets policy Published: 17/09/2020 Last modified: 05/03/2021
    LIBOR is expected to stop after 2021 and firms must transition to alternative rates ahead of this. We explain what flexible firms need to know about LIBOR transition.
  5. Regulation round-up August 2017

    Newsletters Published: 17/08/2017 Last modified: 17/08/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Accountability Regime in relevant authorised persons. The Senior Managers Regime focuses on individuals who hold key roles and responsibilities in relevant firms. ... Individuals subject to either the Senior Managers Regime or the Certification
  7. Nothing to fear from high standards

    Speeches Published: 16/03/2015 Last modified: 03/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Banks, building societies and credit unions

    Firms Banks building societies and credit unions Last modified: 23/09/2021
    Banks, building societies and credit unions landing page
  10. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.