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Showing 81 to 90 of 3362 search results for Sector%20Views.

  1. Brexit

    Last modified: 31/03/2022
    The UK has left the EU. Find out what this means for consumers and firms.

  2. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

  3. Retail investments: overview [pdf]

    Research insights Published: 09/01/2017

  4. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  5. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.

  6. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

  7. Sector Capital Funds (Clone of FCA Authorised Schedule 5 firm)

    Warnings Published: 09/09/2019 Last modified: 09/09/2019
    Sector Capital Funds (Clone of FCA Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  8. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

  9. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

  10. Notice of Decision 2024: Commercial Trade Centre Limited [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.