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Showing 81 to 90 of 4935 search results for Sector Views.

81. Decision Notice 2022: Poojan Sheth [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

82. Decision Notice 2022: Zafar Khan [pdf]

    Decision notices Published: 28/07/2022
    The Decision Notice (Zafar Khan) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed.

83. Keeping your firm's details up to date

    Tasks for firms Published: 03/05/2015 Last modified: 29/08/2023
    Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.

84. Our gender pay gap 2017

    Data Published: 30/10/2017 Last modified: 10/06/2022
    New legislation requires all companies with over 250 employees to measure and report gender pay gap information on an annual basis.

85. Is it a Wonderful Life?

    Speeches Published: 13/03/2019 Last modified: 16/08/2021
    Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London

86. FCA decision notice 2016: Arif Hussein [pdf]

    Decision notices Published: 14/04/2016 Last modified: 14/04/2016
    This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed.

87. A regulatory perspective: the drivers of culture and the role of purpose and governance

    Speeches Published: 18/09/2020 Last modified: 25/09/2020
    Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.

88. FCA launches Call for Inputs on competition in the mortgage sector

    Press Releases Published: 07/10/2015 Last modified: 08/11/2016
    We are seeking stakeholders' views on competition in the mortgage sector. ... These views, together with evidence from the FCA's wider programme of work on mortgages, will help inform any future FCA work on this key sector of the economy, including any

89. Decision Notice 2023: Vladimir Bolelyy [pdf]

    Decision notices Published: 05/05/2023
    This Decision Notice (Vladimir Bolelyy) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £14,200 and prohibition should be imposed.

90. Rent-to-own – update

    News stories Published: 30/01/2018 Last modified: 02/12/2020
    The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014.