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Showing 71 to 80 of 4931 search results for Sector Views.
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CryptoSprint outputs
Learn more about our first policy-focused CryptoSprint events held in May and June 2022. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
Advisory Group on open finance
We set up the Advisory Group on Open Finance to discuss the potential of extending Open Banking data-sharing to a wider range of financial products. -
The Future of the City
Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner. -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Decision Notice 2022: Richard Adam [pdf]
The Decision Notice (Richard Adam) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed. -
Decision Notice 2022: Diego Urra [pdf]
This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition -
Decision Notice 2023: Toni Fox [pdf]
This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed. -
FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]
This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed. -
Decision Notice 2022: Poojan Sheth [pdf]
This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition