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Showing 41 to 50 of 369 search results for Sector Views.

  1. Update on our work around pensions and retirement income

    Market studies Published: 14/07/2016 Last modified: 13/10/2016
    Pensions and retirement income is a priority sector for the FCA, given the fundamental recent changes to the market and further changes to follow in 2017. Read more about our policy work and market monitoring in this area.
  2. DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Discussion papers Published: 12/11/2015 Last modified: 12/11/2015
    impact on the regulated loan-based crowdfunding sector. ... This paper focuses on the regulated loan-based crowdfunding sector. We generally regulate firms that operate loan-based crowdfunding platforms.
  3. TR14/15 – Mobile banking and payments

    Thematic reviews Published: 11/09/2014 Last modified: 17/09/2014
    In August 2013, we published our interim report detailing our initial views on mobile banking and payments. ... This final report summarises the findings from our thematic review. The retail banking sector now enables everyday banking and payments to be
  4. Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998

    Decisions and notices Notices and decisions Published: 22/05/2019 Last modified: 22/05/2019
    On 21 February 2019, the FCA decided that 3 asset management firms, Hargreave Hale Ltd, Newton Investment Management Limited and River and Mercantile Asset Management LLP (RAMAM), breached competition law. They shared strategic information during a
  5. Primary Market Bulletin Issue No. 27 – Coronavirus update

    Newsletters Published: 17/03/2020 Last modified: 20/04/2020
    This is a special edition in which we provide key commentary for issuers and market participants in light of the coronavirus (Covid-19) pandemic.
  6. Investment managers still failing to ensure effective oversight of best execution

    Multi-firm reviews Published: 03/03/2017 Last modified: 18/05/2017
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.
  7. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm
  8. CP15/1: FCA Competition Concurrency Guidance and Handbook amendments

    Consultation papers Published: 15/01/2015 Last modified: 14/04/2015
    We sought views in three separate areas, all in this Consultation Paper:. ... These competition powers may also be exercised by the Competition and Markets Authority (CMA) with regard to financial services and other sectors of the economy.
  9. CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    This joint FCA and PRA consultation paper seeks views on proposed changes to rules in the area of Remuneration. ... We would welcome views from respondents to this CBA, including additional costs or benefits that are not captured in this analysis.
  10. Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues

    Occasional papers Published: 26/05/2016 Last modified: 02/09/2016
    Properly regulated and supervised MBF can contribute to a dynamic and competitive financial services sector, develop new and innovative products to meet customers’ needs. ... While they may not necessarily represent the position of the FCA, they are