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Showing 1 to 10 of 64 search results for S-Group.

1. Sincere Systems Ltd

   Warnings Published: 02/02/2022 Last modified: 21/02/2022
   Sincere Systems Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

2. Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement [docx]

   Forms Published: 19/11/2021
   Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement to a lower amount where firm's / group's projected relevant expenditure decreases by a material amount

3. Compliance reporting: banks

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Find out more about reporting for banks, building societies and designated investment firms.

4. Primary Market Bulletin 37

   Newsletters Published: 09/12/2021 Last modified: 09/12/2021
   In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

5. Consumer Duty

   Focus areas Last modified: 21/02/2024
   Our Consumer Duty sets higher and clearer standards of consumer protection across financial services and requires firms to put their customers’ needs first

6. Four individuals face fraud charges

   Press Releases Published: 05/04/2023 Last modified: 06/04/2023
   FCA starts criminal proceedings against 4 individuals for conspiracy to commit fraud and for conspiracy to carry out regulated activity without authorisation.

7. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

8. Whistleblowing

   Last modified: 13/03/2023
   If you think a firm or individual is involved in wrongdoing in an area we regulate, you can make a report to us in confidence.

9. Non-financial counterparties subject to EMIR: 2014 review

   Markets policy Published: 26/07/2016 Last modified: 11/01/2023
   The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR).

10. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Similarly, in February we fined Forex Capital Markets and FXCM Securities Ltd £4m for allowing the US based FXCM Group to withhold profits that should have been passed on to FXCM ... In December last year we fined Lloyds Banking Group over £28m for