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Showing 1 to 10 of 65 search results for Register will replace the ESMA.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. FCA to introduce UK Benchmarks Register

   Statements Published: 22/03/2019 Last modified: 22/03/2019
   We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA

6. UK Benchmarks Register

   Published: 01/12/2020 Last modified: 12/01/2024
   Following Brexit, the FCA has developed the UK Benchmarks Register, which replaces the ESMA Register. Learn more and how to use it.

7. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

8. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

   Firms Published: 26/02/2019 Last modified: 13/03/2024
   Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

9. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

10. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 04/03/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.