Search results

Showing 1 to 10 of 17998 search results for Register will.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. REP025 data item: FAQs

   Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
   Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

6. FCA to introduce UK Benchmarks Register

   Statements Published: 22/03/2019 Last modified: 22/03/2019
   We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA

7. Register your society

   Mutual societies New firm authorisation Published: 12/05/2015 Last modified: 24/02/2023
   Whether you should register your society and how to do so.

8. UK Securities Financing Transactions Regulation (UK SFTR)

   Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
   The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

9. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

10. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 13/02/2023
    Find out how to register for RegData and access the system as a principal or firm user.