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Showing 1 to 10 of 7449 search results for Register of firms.

  1. Firms

    Firms Last modified: 31/07/2019
    See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
  2. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  3. Consumer Credit Register

    Registers and systems Published: 15/05/2016 Last modified: 30/10/2018
    The Consumer Credit Register is a public record of firms that perform consumer credit activities. Search the register here.
  4. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 11/09/2019
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  5. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...
  6. Mutuals Public Register

    Registers and systems Published: 12/05/2015 Last modified: 08/08/2019
    The Mutuals Public Register is the public record of registered mutual societies. Find information on credit unions, building societies, friendly societies and registered societies.
  7. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/08/2019
    Find out how your firm can register on Connect.
  8. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/08/2019
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  9. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 11/02/2019
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.
  10. Finding an adviser

    Consumers Published: 18/04/2016 Last modified: 26/03/2018
    It can be tricky to know how to find a financial adviser, especially if you want to use one for the first time. See our tips to get you started.