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Showing 31 to 40 of 65 search results for Register will replace the ESMA.

  1. Firms to register for the FCA's new data collection platform

    News stories Published: 10/03/2020 Last modified: 31/03/2020
    The FCA has today released our latest research into mortgage switching and how consumers can be encouraged to seek out better deals

  2. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

  3. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Firms to prepare for phased move to FCA’s new data collection platform RegData

    News stories Published: 22/06/2020 Last modified: 22/06/2020
    We are now preparing to gradually move firms across to our new data collection platform, which replaces Gabriel.

  5. Consumer warning about the risks of investing in binary options

    News stories Published: 14/11/2017 Last modified: 03/01/2018
    The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.

  6. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    The FCA will work closely with the firm to ensure fair outcomes for consumers. ... b) “the Financial Services Register” means the record in s.347 of the Act.

  7. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  8. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 09/01/2023
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers

  9. Milestone for insurers as they come under the Senior Managers and Certification Regime

    News stories Published: 10/12/2018 Last modified: 10/12/2018
    The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

  10. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

    Statements Published: 13/03/2019 Last modified: 13/03/2019
    ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation