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Showing 1 to 10 of 16793 search results for Register under.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

6. National private placement regime (NPPR)

   Investment managers Published: 26/05/2016 Last modified: 10/02/2023
   Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

7. UK Securities Financing Transactions Regulation (UK SFTR)

   Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
   The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

8. AIFMD updates

   Focus areas Published: 08/06/2016 Last modified: 05/07/2023
   There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

9. Types of mutual society

   Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
   Find out about co-operative and community benefit societies, credit unions, building societies and friendly societies. Check if your society should be registered, needs authorisation and fees to pay.

10. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.