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Showing 71 to 80 of 5973 search results for Register to see.

  1. How we authorise

    How we regulate About us Published: 05/04/2016 Last modified: 11/12/2017
    Find out how we authorise firms and individuals, acting as the gateway for firms and individuals who want to operate in the financial market.
  2. Money returned to investors with Anderson, Peacock and Pruthi

    News stories Published: 27/11/2015 Last modified: 27/11/2015
    You can see the amended High Court order which includes our plan to distribute the money. ... You can check the Register to see if a firm is authorised or an individual approved by us.
  3. Quadriga Asset Managers (clone of EEA authorised firm)

    Warnings Published: 13/08/2020 Last modified: 14/09/2020
    Quadriga Asset Managers (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  4. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
  5. Apply to become a registered account information service provider

    Tasks for regulated firms Published: 13/10/2017 Last modified: 29/07/2020
    Find out how to become a registered account information service provider (RAISP), including the information we need from you.
  6. Waivers: Model waivers

    Tasks for regulated firms Published: 11/05/2015 Last modified: 13/06/2016
    A model waiver enables a firm to apply an advanced prudential approach in calculating its capital requirements.
  7. Brexit

    Last modified: 15/07/2020
    We are providing technical advice to the Government and working with firms to understand their plans, to ensure we have a robust regulatory system in place on the day the UK leaves the EU.
  8. Help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/08/2019
    Explore our resources for registering for, and using, Connect.
  9. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.
  10. Changes to regulatory reporting during coronavirus

    Tasks for regulated firms Published: 22/04/2020 Last modified: 28/08/2020
    Given the impact of coronavirus (Covid-19), we have introduced some temporary measures for firms submitting regulatory returns.