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Showing 81 to 90 of 631 search results for Register to make sure.

  1. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    The Financial Conduct Authority (FCA) has today confirmed its approach to improving individual responsibility and accountability in the banking sector by publishing feedback which: sets out how the FCA will implement the Senior Managers Regime (SMR); and provides further information on the FCA’s plans for the Certification Regime (CR) and new...
  2. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    critical question: how do you make sure regulatory intervention becomes socially useful intervention? ... And how can we encourage consumers to use information to make better choices?
  3. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    The Financial Conduct Authority (FCA) today set out its vision for the regulation of consumer credit when it takes over from the Office of Fair Trading (OFT) on 1 April 2014. The proposed regime will allow the FCA to provide stronger protection and better outcomes for consumers than the existing OFT regime. There will also be tougher requirements...
  4. Borrowers with an interest-only mortgage should act now

    News stories Published: 02/05/2013 Last modified: 24/02/2016
    Find out why borrowers with an interest-only mortgage need to check whether their current plan will repay all of their loan and steps they can take to make sure it does.
  5. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 10/02/2020
    The directory is the new public register for checking the details of key people working in financial services. From 9 September 2019 firms are required to submit their data.
  6. Consumer Buy-to-let Mortgages

    Tasks for regulated firms Published: 21/03/2016 Last modified: 14/06/2018
    There have been changes to how the FCA regulates buy-to-let activity, following the government’s implementation of the Mortgage Credit Directive (MCD). Find out more here.
  7. Notification and disclosure of net short positions

    Markets Short selling Published: 13/05/2016 Last modified: 31/01/2020
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  8. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/07/2018
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.
  9. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 08/06/2018
    A: Individual details can be found under the ‘individual’ tab on the Financial Services Register. ... If you would like to receive an extract of the Register (i.e.
  10. Appointed representatives and networks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/06/2016
    We expect you to have the right procedures to effectively monitor and control your business and networks of appointed representatives.