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Showing 81 to 90 of 613 search results for Register to make sure.

  1. How to claim compensation if a firm fails

    Consumers Complaints and compensation Published: 19/04/2016 Last modified: 01/04/2019
    If you are owed money by a financial firm that goes bust, you may be entitled to compensation.
  2. Consumer Buy-to-let Mortgages

    Tasks for regulated firms Published: 21/03/2016 Last modified: 14/06/2018
    There have been changes to how the FCA regulates buy-to-let activity, following the government’s implementation of the Mortgage Credit Directive (MCD). Find out more here.
  3. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 06/08/2019
    When you send your application form on Connect, the system will generate an automated response acknowledging receipt and submission.
  4. Notification and disclosure of net short positions

    Markets Short selling Published: 13/05/2016 Last modified: 19/08/2019
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  5. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/07/2018
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.
  6. Appointed representatives and networks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/06/2016
    We expect you to have the right procedures to effectively monitor and control your business and networks of appointed representatives.
  7. Data security

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/06/2016
    Customer data protection is a serious issue. You are responsible for securing your customer data and protecting it from fraudsters.
  8. Affording a mortgage

    Know your rights Published: 04/04/2016 Last modified: 20/05/2016
    Mortgage lenders must make sure you take out a mortgage you can afford. Find out what they are likely to check and the information you will have to provide.
  9. Waivers and modifications

    Tasks for regulated firms Published: 08/05/2015 Last modified: 02/10/2019
    Firms can apply for waivers and modifications to vary Handbook rules and alter their compliance obligations.
  10. Recruiting an appointed representative as a principal

    Tasks for regulated firms Published: 13/05/2015 Last modified: 13/05/2016
    If you are responsible for an appointed representative (AR), you are accountable for the products they sell, so you should make sure that adequate checks are made on any prospective hires.