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Showing 71 to 80 of 667 search results for Register to make sure.

  1. FCA introduces final rules on the Directory of financial services workers

    Press Releases Published: 08/03/2019 Last modified: 08/03/2019
    The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.
  2. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. Report fee tariff data

    Tasks for regulated firms Published: 09/05/2015 Last modified: 03/01/2020
    Guidance on how to fill in your online tariff data forms and give us information about your firm that will help us calculate annual fees for the next financial year.
  4. Regulation round-up January 2018

    Newsletters Published: 18/01/2018 Last modified: 07/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  5. Troubleshooting during the new data collection platform registration process

    Registers and systems Published: 31/03/2020 Last modified: 20/04/2020
    Considerations if you're applying for authorisation as a debt management or debt authorisation firm.
  6. Senior Managers and Certification Regime: dual-regulated firms

    Tasks for regulated firms Published: 08/12/2015 Last modified: 12/12/2019
    The Senior Managers and Certification Regime (SM&CR) applied to all dual-regulated insurers from 10 December 2018.
  7. 2017 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
  8. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  9. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their conduct and competence.
  10. Regulation round-up December 2018

    Newsletters Published: 13/12/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.