Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 631 search results for Register to make sure.

  1. Report fee tariff data

    Tasks for regulated firms Published: 09/05/2015 Last modified: 03/01/2020
    Guidance on how to fill in your online tariff data forms and give us information about your firm that will help us calculate annual fees for the next financial year.
  2. Regulation round-up January 2018

    Newsletters Published: 18/01/2018 Last modified: 07/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. Senior Managers and Certification Regime: dual-regulated firms

    Tasks for regulated firms Published: 08/12/2015 Last modified: 12/12/2019
    The Senior Managers and Certification Regime (SM&CR) applied to all dual-regulated insurers from 10 December 2018.
  4. 2017 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
  5. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  6. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their conduct and competence.
  7. Regulation round-up December 2018

    Newsletters Published: 13/12/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. Over £27 million reported lost to crypto and forex investment scams

    Press Releases Published: 21/05/2019 Last modified: 21/05/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled last year to over 1,800. Fraudsters promise high returns from investments in crypto and forex, with...
  9. Turning technology against financial crime

    Speeches Published: 23/10/2019 Last modified: 23/10/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.
  10. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2016
    The MLAR Guidance now makes this 'timing' more explicit.). Q: We use more stringent criteria for assessing credit history when deciding to make a new loan. ... This is likely to be a particular problem if a borrower makes a single payment to cover all