Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 51 to 60 of 613 search results for Register to make sure.

  1. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/03/2014
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. EMIR news

    Markets policy Published: 25/05/2016 Last modified: 24/07/2019
    Read our archive of news relating to EMIR dating back to August 2013.
  3. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 07/06/2019
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the data the FCA collects via the RMAR helps the FCA to supervise the activities of intermediary firms...
  4. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  5. Regulation round-up July 2018

    Newsletters Published: 26/07/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. FCA introduces final rules on the Directory of financial services workers

    Press Releases Published: 08/03/2019 Last modified: 08/03/2019
    The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.
  7. Report fee tariff data

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/01/2019
    Guidance on how to fill in your online tariff data forms and give us information about your firm that will help us calculate annual fees for the next financial year.
  8. Regulation round-up January 2018

    Newsletters Published: 18/01/2018 Last modified: 07/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  10. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their conduct and competence.