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Showing 1 to 10 of 3352 search results for Public Register.

  1. Mutuals Public Register

    Registers and systems Published: 12/05/2015 Last modified: 08/08/2019
    The Mutuals Public Register is the public record of registered mutual societies. Find information on credit unions, building societies, friendly societies and registered societies.
  2. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 08/01/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  3. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 08/01/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  4. FCA statement on proposals to introduce a public register

    Statements Published: 26/02/2018 Last modified: 26/02/2018
    Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.
  5. Request information on a mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/08/2019
    How to get information about a mutual society, including addresses, annual returns, rules and mergers.
  6. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  7. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  8. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. Gabriel reporting

    Registers and systems Published: 04/05/2016 Last modified: 18/01/2021
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.
  10. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.