Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 1218 search results for Public%20Register.

  1. A to Z of financial terms - Public%20Register

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  2. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  3. Mutual societies registration function: 2019-20

    About us Corporate documents Published: 29/05/2020 Last modified: 29/05/2020
    The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation.

  4. Financial crime resources

    Published: 08/02/2024 Last modified: 22/03/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

  5. Engagement feedback on the new public offers and admissions to trading regime

    Feedback statements Published: 12/12/2023 Last modified: 12/12/2023
    We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime.

  6. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 12/03/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

  7. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.

  8. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

  9. Polling and Market Abuse Regulation

    Markets Market abuse Published: 03/09/2019 Last modified: 06/01/2021
    In response to questions on how the Market Abuse Regulation (MAR) might apply to information obtained via electoral polling, we set out how we expect firms and individuals to handle any information that has the potential to be inside information.

  10. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement