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Showing 91 to 100 of 15089 search results for Public Register.

  1. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.
  2. AIFA Global Market

    Warnings Published: 14/03/2012 Last modified: 15/08/2014
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  3. Service standards 2019/20

    Data Published: 24/06/2020 Last modified: 24/06/2020
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.
  4. SWISSCOININVEST

    Warnings Published: 08/03/2023 Last modified: 04/03/2024
    SWISSCOININVEST is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.
  6. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.
  7. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.
  8. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 16/01/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.
  9. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.
  10. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)