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Showing 1 to 10 of 37 search results for Principals and their appointed representatives in the general insurance sector.

  1. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

    Corporate documents Published: 07/09/2016
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).
  2. Videos: Principals and their appointed representatives in the general insurance sector

    Last modified: 06/03/2017
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6). Below, you can view the presentations in our videos from the event.
  3. TR16/6: Principals and their appointed representatives in the general insurance sector

    Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
    This report sets out the findings from our thematic review of principal firms and their appointed representatives in the general insurance sector. The review focused on principal firms’ understanding of their responsibilities for their appointed representatives and oversight of their activities. Why are we publishing this report? The UK general...
  4. Impact assessment: Thematic review: Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector. It has been verified by the Regulatory Policy Committee.
  5. TR16/6: Principals and their appointed representatives in the general insurance sector [pdf]

    Thematic reviews Published: 22/07/2016 Last modified: 22/07/2016
  6. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    The Financial Conduct Authority (FCA) has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review published today. Appointed representatives undertake regulated activities under the supervision of an authorised firm who acts as their...
  7. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.
  8. Regulation round-up June 2017

    Newsletters Published: 22/06/2017 Last modified: 22/06/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. General Insurers and Insurance Intermediaries

    General insurers and insurance intermediaries Firms Last modified: 02/11/2018
    The FCA regulates general insurance intermediaries to create accountability for individual insurers. Learn about insurance industry regulations under the FCA.
  10. Regulation round-up August 2016

    Newsletters Published: 18/08/2016 Last modified: 06/03/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.