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Showing 181 to 190 of 333 search results for Powers in relation to LIBOR.
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Three charged with insider dealing
As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing. -
FCA finds firms still failing to fully manage benchmark risks
Both LIBOR and FX were out of scope of the report given the considerable work already carried out on both benchmarks. ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK. -
Fair and effective markets review
And where firms had failed, despite the lessons of LIBOR, to identify and manage the risks they faced. ... These recommendations cover issues as wide and diverse as the regulatory perimeter, market structures, individual accountability and use of market -
2020 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2020. -
Our supervision overview
Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin 32
Welcome to the 32nd edition of the Primary Market Bulletin (PMB) -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
Loan-based crowdfunding platforms: summary of our rules
The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities. -
From intellectual certainty to debate
We can make objective assessments of profit, for example, in a way that we simply couldn’t assess the impact of Libor manipulation, say, on UK retail mortgages. ... Underpinning this decision, a variety of potential issues ranging from: poor disclosure -
Non-financial counterparties subject to EMIR: 2014 review
Read more about the findings from our 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with EMIR.