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Showing 161 to 170 of 1478 search results for Pensions.
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Attestations
How and why we use attestations as a supervisory tool. -
Final Notice 2023: Mr Paul Steel [pdf]
This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition. -
Retirement income market data 2020/21
This page provides analysis of the latest data from firms on the retirement income market for 2020/21. -
CP18/7: Improving the quality of pension transfer advice [pdf]
This Consultation Paper follows on from our recent publications on advising on pension transfers: in particular, CP17/16 and PS18/6. -
FOI8778 Annex [pdf]
List of firms with permission Advising on Pension Transfers and Pension Opt Outs. -
Clearing obligation
Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance [pdf]
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance -
CP21/11: The stronger nudge to pensions guidance [pdf]
FCA CP21/11: The stronger nudge to pensions guidance. -
CP24/6: FCA regulated fees and levies: rates proposals for 2024/25 [pdf]
The FCA consults on rules that enable us to raise regulatory fees and levies in 2024/25 to fund the Financial Ombudsman Service and our own work. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.