Search results

Showing 121 to 130 of 1478 search results for Pensions.

121. Supplement for firms setting up and operating personal pension schemes including SIPPs - notes [doc]

     Forms Published: 01/04/2013 Last modified: 06/11/2023
     Application for Authorisation

122. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

123. Balance of interests

     Speeches Published: 26/06/2013 Last modified: 18/01/2017
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

124. Data Bulletin: September 2018 - Retirement income market

     Data Published: 06/09/2018 Last modified: 12/07/2019
     This issue of the Data Bulletin focuses on the latest trends in the retirement income market collected through our Retirement Income Data Request (RIDR).

125. Retirement income market data 2019/20

     Data Published: 29/09/2020 Last modified: 25/05/2022
     This page provides analysis of the latest data from firms on the retirement income market for 2019/20.

126. PS23/7: Broadening retail and pensions access to the long-term asset fund [pdf]

     Policy statements Published: 29/06/2023
     This Policy Statement summarises feedback to the consultation on broadening out the distribution of the long-term asset fund (LTAF) to retail investors and pension holders, and describes our proposed response.

127. Consumer Duty – information for firms

     Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

128. TR24/1: Retirement income advice thematic review [pdf]

     Thematic reviews Pensions and retirement income Published: 20/03/2024
     This review supports our work to improve standards across the consumer investment market.

129. Insistent clients: good and poor practice

     Tasks for regulated firms Published: 24/02/2016 Last modified: 09/02/2023
     Find out more about what the FCA consider to be good and poor practice when advising insistent clients.

130. Independent Governance Committees

     Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
     Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).