Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 101 to 110 of 1252 search results for Pensions TechSprint.

  1. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client
  2. Pensions and Retirement Planning [pdf]

    Documents Published: 17/03/2010 Last modified: 03/08/2016
  3. Supplement for firms setting up and operating personal pension schemes including SIPPs [doc]

    Forms Published: 01/04/2013 Last modified: 01/04/2013
    Application for Authorisation
  4. FSA Complaints data 2011 H2 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.
  5. Mutual societies

    Firms Mutual societies Last modified: 23/09/2021
    Information for mutual societies including tasks, members and responsibilities.
  6. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 12/05/2021
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.
  7. 2020 fines

    News stories Published: 21/01/2020 Last modified: 03/03/2021
    This page contains information about enforcement fines published during the calendar year ending 2020.
  8. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 
  9. Sole advisers

    Sole advisers Last modified: 23/09/2021
    Sole advisers
  10. FSA Firm-level complaints data 2012 H1 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2012 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.