Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 2241 search results for Our Sector Views.

  1. Finance for positive, sustainable change

    Blogs Published: 10/02/2023 Last modified: 14/02/2023
    In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.

  2. Our gender and ethnicity pay gaps 2019

    Data Published: 19/11/2018 Last modified: 10/06/2022
    We report on our gender and ethnicity pay gaps.

  3. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  4. Decision Notice 2022: B [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  5. Fees publications

    Tasks for firms Published: 26/07/2015 Last modified: 11/04/2024
    The FCA's latest consultations papers and policy statements concerning fees.

  6. Innovation Hub: Market insights

    Data Published: 10/01/2023 Last modified: 10/01/2023
    The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service.

  7. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

  8. Decision Notice 2022: Richard Adam [pdf]

    Decision notices Published: 28/07/2022
    The Decision Notice (Richard Adam) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed.

  9. Decision Notice 2022: Diego Urra [pdf]

    Decision notices Published: 07/12/2022
    This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

  10. Decision Notice 2022: Zafar Khan [pdf]

    Decision notices Published: 28/07/2022
    The Decision Notice (Zafar Khan) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed.
Related topics