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Showing 31 to 40 of 475 search results for Occupational Pensions Authority.

  1. FCA publishes final rules for charges in workplace pension schemes

    Press Releases Published: 02/03/2015 Last modified: 02/03/2015
    The Financial Conduct Authority (FCA) has today confirmed final rules which will require firms operating workplace pension schemes to implement a charge cap for default funds used for automatic enrolment. ... scheme. Similar regulations will be

  2. Brexit: information for life insurers in the UK about pensions and retirement income

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats).

  3. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  4. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  5. DP15/2: Transaction Costs Disclosure: Improving Transparency in Workplace Pensions

    Discussion papers Published: 02/03/2015 Last modified: 02/03/2015
    A Call for Evidence on improving the reporting and disclosure of information about transaction costs in occupational and workplace personal pension schemes. ... This is a joint Call for Evidence between the Department for Work and Pensions and the

  6. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    such as UCIS, pension switching and occupational pension transfers. ... The FCA has required the firms to conduct further Past Business Reviews (PBR) in relation to its pension-switching recommendations and its promotion and sale of UCIS.

  7. DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap

    Discussion papers Published: 08/12/2023 Last modified: 26/01/2024
    The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels.

  8. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    changes to the eligibility of occupational pension schemes trustees to claim through the FSCS. ... Or in writing to:. Douglas Greenshields. Strategy and Competition Division. Financial Conduct Authority.

  9. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent

  10. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting
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