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Showing 31 to 40 of 407 search results for Occupational Pensions Authority.

  1. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    such as UCIS, pension switching and occupational pension transfers. ... The FCA has required the firms to conduct further Past Business Reviews (PBR) in relation to its pension-switching recommendations and its promotion and sale of UCIS.
  2. DP15/2: Transaction Costs Disclosure: Improving Transparency in Workplace Pensions

    Discussion papers Published: 02/03/2015 Last modified: 02/03/2015
    A Call for Evidence on improving the reporting and disclosure of information about transaction costs in occupational and workplace personal pension schemes. ... This is a joint Call for Evidence between the Department for Work and Pensions and the
  3. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    changes to the eligibility of occupational pension schemes trustees to claim through the FSCS. ... Or in writing to:. Douglas Greenshields. Strategy and Competition Division. Financial Conduct Authority.
  4. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent
  5. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting
  6. News

    Last modified: 30/11/2021
    Latest news from FCA
  7. Homepage

    Last modified: 30/11/2021
    The Financial Conduct Authority is the conduct regulator for around 51,000 financial services firms and financial markets in the UK and the prudential supervisor for 49,000 firms
  8. ScamSmart resources

    ScamSmart Last modified: 17/11/2021
    ScamSmart resources
  9. Regulatory Decisions Committee members

    About us Our structure Published: 07/04/2016 Last modified: 26/11/2021
    The Regulatory Decisions Committee (RDC) takes certain decisions on behalf of the FCA. Read the biographies of the RDC members.
  10. Regulation round-up February 2018

    Newsletters Published: 15/02/2018 Last modified: 21/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.